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Risk makers and risk takers
Leaks, taps, tips and careless whispers
Standing with one foot on each side of a Chinese Wall
Related money laundering
Monitoring suspicious transactions
Who should attend?
This course is designed for those in positions of responsibility in public companies, dealers and advisers in securities including investment banking and related fields including:
Company Directors - public companies
Company Directors - considering IPO
All public companies
All companies considering IPO
Investment / hedge funds
Regulation / Enforcement
Reasons to attend?
Prosecutions and regulatory action are increasing.
Professionals, directors, advisers and even their families are being jailed or other penalties applied.
Penalties are increasing.
Confidence in markets is undermined and regulators have said enough is enough.